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Frank J Monteleone

Brean Capital, LLC

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About Frank J Monteleone

Frank Monteleone is a financial advisor with Brean Capital, LLC and has been in the financial services industry since 1991. Frank holds a Series 66 license, a Series 63 license, a Series 24 license, a Series 72 license, and a Series 7 license. Frank also has experience with Edward Jones, Cantor Fitzgerald & Co., FTN Financial Securities Corp, and Deutsche Bank Securities Inc. Frank's current branch office is located in Memphis, TN.

Firm Information

Frank Monteleone is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Monteleone’s Registration & Firm History

TN

04/12/2021 - Present

Brean Capital, LLC (Memphis TN)

TN

06/24/2019 - 03/31/2021

EDWARD JONES (GERMANTOWN TN)

TN

02/08/2006 - 02/01/2019

CANTOR FITZGERALD & CO. (MEMPHIS TN)

TN

01/22/2003 - 02/08/2006

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

NY

08/20/1999 - 01/22/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

06/07/1999 - 07/27/1999

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

08/07/1998 - 06/07/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

FL

09/04/1996 - 06/12/1998

ROYAL PALM CAPITAL, INC. (PALM BEACH FL)

NC

02/03/1994 - 12/12/1995

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

MD

11/01/1989 - 02/08/1994

CHASE SECURITIES, INC. (NEW YORK MD)

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Licenses & Designations

BOTH

Issued 08/26/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/26/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank J Monteleone.
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