Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Connelly is a registered investment advisor with over 30 years of experience in the financial services industry. Currently, Frank is affiliated with Wells Fargo Clearing Services, LLC. Throughout his career, Frank has held positions at a variety of financial institutions including Morgan Stanley, First New York Securities, L.L.C., and G-2 TRADING,LLC. Frank is licensed in a number of states and holds both broker-dealer and investment advisor registrations. Frank is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/14/2022 - Present
Wells Fargo Clearing Services, LLC (OAKHURST NJ)
NJ
03/18/2014 - 01/27/2022
MORGAN STANLEY (Red Bank NJ)
PR
01/10/2014 - 03/07/2014
QUASAR TRADING, LLC (SAN JUAN PR)
NY
02/04/2013 - 12/23/2013
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
09/06/2011 - 01/29/2013
G-2 TRADING,LLC (NEW YORK NY)
FL
02/20/2009 - 08/11/2011
FIRST NEW YORK SECURITIES L.L.C. (BOCA RATON FL)
NY
05/18/2006 - 07/06/2007
OPUS TRADING FUND LLC (JERICHO NY)
NY
12/18/2002 - 07/29/2004
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
10/01/1997 - 03/18/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
08/24/1995 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
01/18/1991 - 08/15/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
10/17/1986 - 11/30/1990
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
09/24/1985 - 10/30/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 04/16/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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