Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank J. Colatruglio is a financial advisor at Wells Fargo Clearing Services, LLC, where Frank has been since June 2019. Frank has over 30 years of experience in the financial industry, having previously worked for UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investments, LLC, and Wells Fargo Securities Inc. Frank holds Series 3, 7, 63, and 65 licenses. Frank is also a Certified Financial Planner. Frank specializes in providing financial planning and investment management services to individuals, businesses, and institutions. Frank also has experience in estate planning and is a board member of the Estate Planning Council of Bakersfield.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/12/2019 - Present
Wells Fargo Clearing Services, LLC (BAKERSFIELD CA)
CA
10/31/2008 - 06/28/2019
UBS FINANCIAL SERVICES INC. (BAKERSFIELD CA)
CA
10/07/2003 - 11/04/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAKERSFIELD CA)
CA
05/02/2001 - 10/14/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
08/20/1996 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
07/15/1996 - 08/07/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
12/08/1994 - 07/15/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
05/03/1995 - 11/16/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
03/31/1992 - 11/11/1994
GRIFFIN FINANCIAL SERVICES
NY
08/19/1986 - 04/13/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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