Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Calise is a financial advisor with over 20 years of experience in the industry. Frank is currently registered with Avantax Advisory Services, and has previously worked with firms such as Securities America, Inc., and Questar Capital Corporation. Frank holds various licenses, including Series 63, 65, 7 and 24. Frank provides a variety of financial services including financial planning, investment planning, estate planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
06/22/2023 - Present
Avantax Advisory Services (DALLAS TX)
AZ
12/26/2018 - 06/26/2023
SECURITIES AMERICA, INC. (SCOTTSDALE AZ)
AZ
07/19/2011 - 12/31/2018
QUESTAR CAPITAL CORPORATION (SCOTTSDALE AZ)
AZ
08/12/2009 - 07/20/2011
NEXT FINANCIAL GROUP, INC. (SCOTTSDALE AZ)
AZ
09/22/2006 - 08/18/2009
LPL FINANCIAL CORPORATION (SCOTTSDALE AZ)
AZ
09/01/2004 - 09/27/2006
GUNNALLEN FINANCIAL, INC (PHOENIX AZ)
AZ
12/03/2002 - 10/11/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
04/11/2002 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
MA
05/24/2000 - 04/23/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/24/2000 - 04/23/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
12/04/1998 - 07/27/1999
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
05/27/1998 - 11/11/1998
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
NY
03/18/1998 - 04/30/1998
IAR SECURITIES CORP. (NEW YORK NY)
IA
Issued 05/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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