Unclaimed
Frank Howard Dogger is a financial advisor with over 40 years of experience in the industry. Frank is a Certified Financial Planner and a Chartered Financial Consultant who specializes in a variety of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting. Frank has a long history with CADARET, GRANT & CO., INC. and is currently a registered representative at IC Advisory Services, Inc. Frank has currently 25 state registrations and 7 IA registrations. Frank is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/20/2023 - Present
IC Advisory Services, Inc. (LANCASTER PA)
PA
02/01/2000 - 05/20/2021
CADARET, GRANT & CO., INC. (LANCASTER PA)
NY
07/23/1979 - 04/03/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
07/23/1979 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BC
Issued 08/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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