Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Hodgin Shields is an investment advisor representative at Capital Investment Advisory Services, LLC. Frank has been active in the financial services industry since 1982. Frank holds Series 63, 65, 7 and 24 securities licenses and is registered as an investment advisor representative in Alabama, California, Florida, Georgia, Indiana, Massachusetts, New Jersey, New York, North Carolina, Ohio, Texas, Virginia and West Virginia. Frank's experience includes working at Capital Investment Group, Inc., First Montauk Securities Corp. and Wheat, First Securities, Inc.. Frank is also registered as a broker in North Carolina and has been with Capital Investment Advisory Services, LLC since 2013. Frank specializes in providing financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
02/06/2013 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
NC
07/03/1995 - 04/09/1997
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NJ
09/17/1990 - 07/06/1995
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NC
01/25/1982 - 09/26/1990
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 12/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Shields is the right advisor for you? Invested Better is here to help.
