Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Braddock is a financial advisor at Janney Montgomery Scott LLC. Frank has been in the financial services industry since June 4, 2000. Frank has been registered with Janney Montgomery Scott LLC since May 2015. Prior to that, Frank was registered with JHS Capital Advisors, LLC and Morgan Stanley Smith Barney. Frank holds the Series 7, Series 31, Series 63 and Series 65 licenses. Frank is also a Certified Financial Planner. Frank is active in the community and serves on the boards of Artist for Africa and Fact Forward. Frank specializes in providing financial advice to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
06/13/2022 - Present
Janney Montgomery Scott LLC (COLUMBIA SC)
SC
11/12/2010 - 05/26/2015
JHS CAPITAL ADVISORS, LLC (COLUMBIA SC)
SC
06/01/2009 - 11/29/2010
MORGAN STANLEY SMITH BARNEY (COLUMBIA SC)
SC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (COLUMBIA SC)
SC
10/06/2006 - 04/02/2007
MORGAN STANLEY DW INC. (COLUMBIA SC)
SC
05/16/2003 - 10/13/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA SC)
NY
06/05/2000 - 05/23/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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