Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Crompton is an investment advisor representative at LPL Financial LLC. Frank has been in the industry since 1993 and is registered with the state of Delaware. Frank has a broad range of experience and holds several licenses including Series 3, 7, 24, 30, 63, and 65. Frank specializes in offering financial planning, pension consulting, and portfolio management services. Frank’s clients are individuals, high net worth individuals, families, trusts, corporations, and other businesses. Frank is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
08/15/2003 - Present
LPL Financial LLC (NEWARK DE)
NY
06/16/1993 - 08/18/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 09/14/2005
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1993
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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