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Frank Henry Ahlborn

U.s. Bancorp Investments, Inc.

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About Frank Henry Ahlborn

Frank Ahlborn is a financial advisor with over 20 years of experience in the financial services industry. Frank currently holds a Series 7, Series 24, Series 63, and Series 79 license. Frank is registered with U.S. Bancorp Investments, Inc., a firm with approximately $15.8 billion in assets under management. Frank has worked with Wachovia Capital Markets, LLC and Salomon Smith Barney Inc. in the past. Frank provides financial advice and services to individuals, corporations, and other institutions. He specializes in investment planning, retirement planning, and estate planning.

Firm Information

Frank Ahlborn is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Frank Ahlborn’s Registration & Firm History

NC

01/07/2011 - Present

U.s. Bancorp Investments, Inc. (Charlotte NC)

NC

02/12/2004 - 07/02/2008

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

NY

10/10/2000 - 08/22/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/10/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Henry Ahlborn.
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