Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Harmon Black is a registered representative with Southeast Investments, N.c., Inc. Frank has been in the securities industry since 1978. Frank is a licensed securities professional and has passed the Series 63, Series 7, Series 9, Series 10, Series 24, Series 28, Series 52TO, Series 53, Series 99TO, and SIE exams. Frank is also a licensed investment advisor representative. Frank is currently registered with the state of North Carolina. Frank is a member of FINRA. Prior to joining Southeast Investments, N.c., Inc., Frank was employed by Corporate Securities Group, Inc. Frank has a strong background in providing financial planning, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Offer products as a b/d on a commission basis
1
2
NC
01/11/2024 - Present
Southeast Investments, N.c., Inc. (CHARLOTTE NC)
NC
07/01/1997 - 05/23/2019
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
MO
01/15/1997 - 07/30/1997
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
FL
07/27/1990 - 12/31/1996
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MO
08/22/1988 - 07/02/1990
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
03/28/1980 - 08/18/1988
J.C. BRADFORD & CO.
NA
08/21/1978 - 05/14/1980
E. F. HUTTON & COMPANY INC
NA
03/24/1971 - 09/28/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/12/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/2024
Series 4 - Registered Options Principal Examination
BC
Issued 02/14/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/14/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2024
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/27/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/14/2024
Series 99TO - Operations Professional Examination
BC
Issued 02/14/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/14/2024
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/04/1982
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 03/19/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Black is the right advisor for you? Invested Better is here to help.
