Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Stolfa has been in the financial services industry since 1997. Frank is a Registered Representative and Investment Advisor Representative. Frank is associated with Wasatch Advisors LP and has been with the firm since February of 2004. Frank is a Registered Representative of Wasatch Advisors LP in Utah and is registered in 51 states to offer securities-related products and services to clients. Frank also holds a Series 65 license which allows him to offer investment advisory services in Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide model portfolio data to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
UT
05/24/2004 - Present
Wasatch Advisors LP (SALT LAKE CITY UT)
RI
03/24/1992 - 11/19/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MN
09/10/1991 - 02/04/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/10/1991 - 02/04/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/07/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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