Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Hardy Roddy is a financial professional with over 30 years of experience in the industry. Frank is currently registered with Robinhood Financial, LLC, and is licensed in 53 states and territories. Frank has a diverse background with previous experience at J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC, PaineWebber Incorporated, and Legg Mason Wood Walker, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/29/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
CO
10/12/2018 - 10/06/2021
J.P. MORGAN SECURITIES LLC (Aspen CO)
CO
05/09/2016 - 09/25/2018
WELLS FARGO CLEARING SERVICES, LLC (ASPEN CO)
NJ
05/30/1997 - 09/05/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MD
01/05/1994 - 05/09/1996
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 06/10/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2024
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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