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Frank Gilbert Nyerges

Western International Securities, Inc.

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About Frank Gilbert Nyerges

Frank Nyerges is a financial advisor who has been in the industry since 1984. Frank is currently registered with Western International Securities, Inc. and has been with the firm since 2016. Previously Frank was a financial advisor with Morgan Stanley. Frank is registered in several states and has Series 7, Series 63, and Series 30 licenses. Frank offers financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses.

Firm Information

Frank Nyerges is currently registered with Western International Securities, Inc.. Western International Securities, Inc. is a corporation formed in 1995 and headquartered in Pasadena, California. The firm provides a wide range of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. They are registered with the SEC and have a presence in 53 states. With over 323 registered representatives and 245 investment advisor representatives, Western International Securities manages approximately $3.69 billion in assets.
Western International Securities, Inc.

70 S. LAKE AVE.

PASADENA, CA 91101

$3.69B

Assets Under Management

1,232

Total Clients

246

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Nyerges’s Registration & Firm History

NY

10/28/2016 - Present

Western International Securities, Inc. (Massapequa NY)

CA

06/01/2009 - 11/01/2016

MORGAN STANLEY (PASADENA CA)

CA

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PASADENA CA)

CA

04/26/1991 - 04/02/2007

MORGAN STANLEY DW INC. (PASADENA CA)

NY

08/25/1989 - 04/15/1991

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

05/18/1988 - 08/25/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NA

11/23/1984 - 07/05/1988

PAINEWEBBER INCORPORATED

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Licenses & Designations

BC

Issued 12/18/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2018

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Frank Gilbert Nyerges. Review regulatory record here.
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