Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Giguere is an active investment advisor representative in the state of Florida and North Carolina. He joined Blackridge Asset Management, LLC in December 2022. Prior to this, Frank was an investment advisor representative at SAGEPOINT FINANCIAL, INC., for over 16 years. Frank began his career in the securities industry in 1993. Frank specializes in providing financial planning, educational seminars, and selection of other advisors to individuals and businesses. Frank also manages portfolios for both individuals and businesses. Frank is registered with FINRA and is a registered investment advisor in Florida and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/08/2022 - Present
Blackridge Asset Management, LLC (Kissimmee FL)
NC
10/31/2005 - 08/05/2022
SAGEPOINT FINANCIAL, INC. (HUNTERSVILLE NC)
AZ
02/20/1997 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
01/19/1993 - 02/11/1997
OFTRING & COMPANY, INC. (LOS ANGELES CA)
IA
Issued 06/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/09/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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