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Frank Giacalone

Aegis Capital Corp.

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About Frank Giacalone

Frank Giacalone is a financial advisor who has been in the industry since 2001. Currently, Frank Giacalone is registered with Aegis Capital Corp. and previously was affiliated with Obsidian Financial Group, LLC, Empire Financial Group, INC., Ehrenkrantz King Nussbaum, INC. and Weatherly Securities Corporation. Frank Giacalone is licensed to provide financial advice in 45 states and has passed the Series 7, Series 63, and SIE exams.

Firm Information

Frank Giacalone is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Giacalone’s Registration & Firm History

NY

11/28/2012 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

12/01/2008 - 12/07/2012

OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)

NY

11/14/2005 - 12/10/2008

EMPIRE FINANCIAL GROUP, INC. (UNIONDALE NY)

NY

12/21/2001 - 12/13/2005

EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)

NY

10/22/2001 - 12/21/2001

EHRENKRANTZ KING NUSSBAUM (NEW YORK NY)

NY

02/02/2001 - 10/22/2001

WEATHERLY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Frank Giacalone. Review regulatory record here.
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