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Frank Gerard Sposato

Lazard Asset Management LLC

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About Frank Gerard Sposato

Frank Gerard Sposato is an investment advisor representative associated with Lazard Asset Management LLC. Frank Sposato has been in the securities industry since December 23, 1997. Lazard Asset Management LLC is a registered investment adviser with the Securities and Exchange Commission. The firm is headquartered in New York, NY. Frank Sposato is a registered investment advisor representative in Texas. The firm has 246 investment advisory functions and manages approximately $150,331,817,279 in regulatory assets under management.

Firm Information

Frank Sposato is currently registered with Lazard Asset Management LLC. Lazard Asset Management LLC is an investment advisor registered with the SEC. They manage assets for a variety of clients including individuals, institutions, investment companies, and pooled investment vehicles. Their main office is located in NEW YORK, NY. They manage approximately $150,331,817,279 in assets, primarily through discretionary accounts. They offer portfolio management services for businesses, individuals, investment companies, and pooled investment vehicles.
Lazard Asset Management LLC

30 ROCKEFELLER PLAZA

NEW YORK, NY 10112

$150.33B

Assets Under Management

47

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Frank Sposato’s Registration & Firm History

NY

06/05/2003 - Present

Lazard Asset Management LLC (NEW YORK NY)

NY

12/24/1997 - 04/01/2004

LAZARD FRERES & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 12/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Gerard Sposato.
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