Unclaimed
Frank Gerald Hart is an active investment advisor representative. Frank has been in the financial industry since 2009 and is currently registered with The Baker Group, LP in Utah. Frank is a Series 63, 24 and 7 licensed representative with the SIE certification. Frank's focus is on providing investment strategies for financial institutions and other institutional investors. Frank can be reached through The Baker Group, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
1
2
UT
06/08/2009 - Present
THE Baker Group, LP (LEHI UT)
BC
Issued 06/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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