Unclaimed
Frank Rosier is a financial professional with over 20 years of experience in the securities industry. Frank is currently registered with Fidelity Brokerage Services LLC and holds the Series 63, Series 10, Series 9, SIE, and Series 7 licenses. Frank is registered in New Hampshire. Frank's professional background includes experience in securities sales and supervision.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
01/08/1999 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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