Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Valdez is a financial advisor with over 17 years of experience in the industry. Frank is currently registered with Focus Strategies Merchant Banking, LLC and holds Series 63, 24, 79TO, SIE and 62 licenses. Frank is also a registered representative in Texas, Florida, Missouri, New Mexico and Oregon. Previously, Frank was registered with WESTLAKE SECURITIES. Frank is a valuable asset to any client looking for a seasoned financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/02/2015 - Present
Focus Strategies Merchant Banking, LLC (Austin TX)
TX
11/18/2005 - 06/23/2015
WESTLAKE SECURITIES (AUSTIN TX)
BC
Issued 07/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2005
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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