Unclaimed
Frank Garrett Louthan is a financial advisor with Raymond James & Associates, Inc. Frank has been in the financial services industry for over 20 years and has a broad range of experience. Frank has a Series 7, Series 63, Series 87 and SIE license. Frank is registered in Florida and Georgia. Prior to joining Raymond James & Associates, Inc., Frank was employed by First Union Securities, Inc. and First Union Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/10/2001 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
MO
10/01/1999 - 04/30/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
10/10/1997 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 08/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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