Unclaimed
Frank Garcia is a registered representative with Insight Securities, Inc. Frank has been in the securities industry since 1993 and has a broad range of experience working with individuals, corporations, and businesses. Frank has held previous positions with PRUCO SECURITIES, LLC., RAYMOND JAMES & ASSOCIATES, INC., WACHOVIA SECURITIES, LLC, BANIF SECURITIES INC., UBS INTERNATIONAL INC., CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Frank is committed to providing personalized financial guidance and investment strategies to help clients reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/12/2020 - Present
Insight Securities, Inc. (El Paso TX)
FL
08/01/2017 - 07/09/2018
PRUCO SECURITIES, LLC. (Weston FL)
FL
05/09/2013 - 02/02/2015
INSIGHT SECURITIES, INC. (MIAMI FL)
FL
04/21/2008 - 03/19/2012
RAYMOND JAMES & ASSOCIATES, INC. (WESTON FL)
FL
02/22/2007 - 04/08/2008
WACHOVIA SECURITIES, LLC (MIAMI FL)
FL
10/12/2005 - 02/01/2007
BANIF SECURITIES INC (MIAMI FL)
NY
06/20/2003 - 04/14/2004
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
09/09/2002 - 04/15/2003
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
03/26/2001 - 11/20/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/15/1999 - 04/05/2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
10/21/1996 - 08/24/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/07/1994 - 11/19/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1994
Series 3 - National Commodity Futures Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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