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Frank Gagliano

Pershing LLC

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About Frank Gagliano

Frank Gagliano is a registered representative with Pershing LLC in Jersey City, New Jersey. Frank has been in the financial industry since 2002 and holds several licenses, including Series 7, Series 66, Series 52TO and the SIE. Frank has prior experience with firms such as Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, AXA Advisors, LLC, and Manulife Wood Logan, Inc.

Firm Information

Frank Gagliano is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Gagliano’s Registration & Firm History

NJ

10/20/2006 - Present

Pershing LLC (JERSEY CITY NJ)

NY

03/24/2003 - 02/27/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

10/11/2001 - 08/27/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/10/2001 - 07/30/2001

AXA ADVISORS, LLC (NEW YORK NY)

CT

08/04/2000 - 01/05/2001

MANULIFE WOOD LOGAN, INC. (STAMFORD CT)

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Licenses & Designations

BOTH

Issued 01/29/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/19/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Frank Gagliano.
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