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Frank G Gidaro

Charles Schwab & CO., Inc.

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About Frank G Gidaro

Frank Gidaro is a financial advisor with Charles Schwab & CO., Inc. Frank has been in the financial services industry since 1996 and has a strong background in both investment advising and brokerage services. He has held various roles throughout his career with firms such as Prudential Securities Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company. Frank has a broad range of experience and is well-versed in various financial instruments and strategies. He is registered in Arizona and California and holds licenses for both brokerage and advisory services. He is committed to providing personalized financial guidance to his clients, helping them achieve their financial goals.

Firm Information

Frank Gidaro is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Frank Gidaro’s Registration & Firm History

AZ

07/23/1997 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

NY

04/29/1996 - 06/19/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MN

12/08/1995 - 03/18/1996

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/08/1995 - 03/18/1996

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NA

09/24/1986 - 10/22/1986

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

IA

Issued 06/06/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/15/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/02/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/07/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank G Gidaro.
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