Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Frederick Castagno is a financial advisor with Oppenheimer & Co. Inc. Frank is based in Boston, Massachusetts and has been in the industry since March 1998. Frank has been registered with Oppenheimer & Co. Inc. since October 2016 and has previously worked with Wells Fargo Advisors, LLC, Deutsche Bank Securities Inc., UBS Financial Services Inc. and Salomon Smith Barney Inc. Frank holds Series 63, 65 and 7 securities licenses. Frank specializes in providing portfolio management for individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
10/25/2016 - Present
Oppenheimer & Co. Inc. (BOSTON MA)
MA
10/08/2010 - 10/17/2016
WELLS FARGO ADVISORS, LLC (BOSTON MA)
MA
10/30/2007 - 11/17/2010
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
MA
12/15/2000 - 11/05/2007
UBS FINANCIAL SERVICES INC. (BOSTON MA)
NY
03/25/1998 - 12/21/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 04/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Frank Castagno is the right advisor for you? Invested Better is here to help.
