Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Ferguson Houston has been working in the financial industry since June 5, 2005. Frank is currently registered with Raymond James & Associates, Inc. and is licensed in Florida and Texas. Frank has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated. Frank specializes in providing financial planning, portfolio management, and other advisory services. Frank is a valuable resource for individuals, families, and businesses looking for comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/21/2021 - Present
Raymond James & Associates, Inc. (PONTE VEDRA BEACH FL)
FL
11/11/2011 - 01/07/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)
FL
06/01/2009 - 11/18/2011
MORGAN STANLEY SMITH BARNEY (JACKSONVILLE FL)
FL
09/25/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JACKSONVILLE FL)
NA
08/27/1984 - 12/16/1987
WOODMERE SECURITIES CORPORATION
BOTH
Issued 10/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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