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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Everett Davis has been in the financial industry since 1986. Frank is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been registered with this firm since 2009. Frank has also been associated with BANC OF AMERICA INVESTMENT SERVICES, INC., SUNTRUST SECURITIES, INC., BARNETT INVESTMENTS, INC., FIRST UNION BROKERAGE SERVICES, INC., and PRUCO SECURITIES CORPORATION in the past. Frank is a licensed investment adviser representative in Florida and Texas. Frank's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., manages over $1 trillion in assets. The firm's client base includes individuals, high-net-worth individuals, corporations, investment companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/25/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GAINESVILLE FL)
FL
04/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GAINESVILLE FL)
GA
10/27/1998 - 11/18/1998
SUNTRUST SECURITIES, INC. (ATLANTA GA)
FL
05/22/1997 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NC
08/02/1993 - 05/27/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
10/29/1986 - 08/12/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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