Unclaimed
Frank Ettore Atwood is a registered representative with Bofa Securities, Inc. Frank has been working in the financial industry since 2012, and has held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch Professional Clearing Corp. Frank is currently registered with the Financial Industry Regulatory Authority (FINRA). Frank holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
10/10/2018 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
06/15/2012 - 10/13/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/23/2020 - 09/14/2022
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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