Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Ventura is a Registered Representative with over 20 years of experience in the financial services industry. Frank is currently affiliated with Eagle Strategies LLC. He is a licensed Investment Advisor Representative and holds a Series 7, Series 63, Series 55, and Series 4 licenses, along with many other relevant designations. Frank specializes in individual, family, and institutional investment strategies. He offers financial planning services, educational seminars, and portfolio management for individuals, families, and businesses. Prior to joining Eagle Strategies LLC, Frank was with Park Avenue Securities LLC and Rosenblatt Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/10/2022 - Present
Eagle Strategies LLC (White Plains NY)
NY
10/20/2021 - 09/20/2022
PARK AVENUE SECURITIES LLC (TARRYTOWN NY)
NY
11/21/2000 - 09/30/2021
ROSENBLATT SECURITIES INC. (NEW YORK NY)
CA
06/02/2008 - 06/29/2011
PENSERRA SECURITIES, LLC (ORINDA CA)
IA
Issued 04/11/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2006
Series 3 - National Commodity Futures Examination
BC
Issued 12/27/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2001
Series 7A - Floor Broker Representative Exam
BC
Issued 04/12/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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