Unclaimed
Frank Ell is a financial advisor who has been working in the industry since 1988. Ell is currently registered with LPL Financial LLC in Bloomington, Minnesota. Ell provides a variety of financial services including investment advice, financial planning, and insurance. Ell holds the Certified Financial Planner designation. Ell has previously been registered with National Planning Corporation, Harbour Investments, Inc, Workman Securities Corporation, Washington Square Securities, Inc, and Planners Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
11/29/2017 - Present
LPL Financial LLC (BLOOMINGTON MN)
MN
07/18/2016 - 11/29/2017
NATIONAL PLANNING CORPORATION (BLOOMINGTON MN)
MN
08/15/2001 - 07/18/2016
HARBOUR INVESTMENTS, INC. (BLOOMINGTON MN)
MN
01/23/1998 - 08/15/2001
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
CT
10/10/1989 - 01/23/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
12/20/1988 - 03/08/1990
PLANNERS FINANCIAL SERVICES, INC. (MENDOTA HEIGHTS MN)
NA
05/31/1988 - 12/13/1988
FUNDAMENTAL EQUITIES CORP.
IA
Issued 10/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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