Unclaimed
Frank Earl Kunker is a financial advisor with over 40 years of experience in the financial services industry. Frank has been registered with LPL Financial LLC since July 2011. Frank has a wide range of experience in providing financial advice to individuals, families, and businesses. Frank is a Registered Representative and Investment Advisor Representative. Frank holds Series 4, 7, 12, 24, 51, 63, and 65 licenses and has completed the Securities Industry Essentials Examination. Frank also holds licenses in 26 states. In addition to Frank's experience with LPL Financial LLC, Frank has experience with Waddell & Reed, Inc., American Portfolios Financial Services, Inc., Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Liberty Securities Corporation, Investment Management & Research, Inc, Prudential-Bache Securities Inc., Kidder, Peabody & Co. Incorporated, OTC Net Incorporated, Marsan Securities Co., Inc., Ross, Stebbins Inc., Fittin, Cunningham & Lauzon, Inc., and Neuberger Securities Corp. Frank's primary focus is on providing investment advice and financial planning services to individuals and families. Frank also provides advisory services to charitable organizations, corporations, and pension and profit-sharing plans. Frank is committed to providing his clients with personalized service and a comprehensive understanding of their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/26/2011 - Present
LPL Financial LLC (ALBANY NY)
NY
12/16/2004 - 08/10/2011
WADDELL & REED, INC. (ALBANY NY)
NY
08/15/2003 - 12/10/2004
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)
CA
08/01/2003 - 08/21/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
09/08/2000 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
03/30/1994 - 12/31/1998
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
04/06/1993 - 02/08/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
FL
03/01/1990 - 03/24/1993
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NY
02/17/1988 - 03/20/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
08/20/1982 - 03/16/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
02/03/1982 - 11/23/1982
SUCCESS SECURITIES INC.
NA
03/29/1982 - 06/09/1982
OTC NET INCORPORATED
NA
03/08/1982 - 04/26/1982
MARSAN SECURITIES CO., INC.
NA
05/21/1980 - 10/06/1981
ROSS, STEBBINS INC.
NA
10/24/1978 - 06/11/1980
FITTIN, CUNNINGHAM & LAUZON, INC.
NA
07/21/1978 - 11/30/1978
NEUBERGER SECURITIES CORP.
IA
Issued 01/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/19/1990
Series 24 - General Securities Principal Examination
BC
Issued 09/01/1981
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/1980
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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