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Frank Earl Kunker

LPL Financial LLC

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About Frank Earl Kunker

Frank Earl Kunker is a financial advisor with over 40 years of experience in the financial services industry. Frank has been registered with LPL Financial LLC since July 2011. Frank has a wide range of experience in providing financial advice to individuals, families, and businesses. Frank is a Registered Representative and Investment Advisor Representative. Frank holds Series 4, 7, 12, 24, 51, 63, and 65 licenses and has completed the Securities Industry Essentials Examination. Frank also holds licenses in 26 states. In addition to Frank's experience with LPL Financial LLC, Frank has experience with Waddell & Reed, Inc., American Portfolios Financial Services, Inc., Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Liberty Securities Corporation, Investment Management & Research, Inc, Prudential-Bache Securities Inc., Kidder, Peabody & Co. Incorporated, OTC Net Incorporated, Marsan Securities Co., Inc., Ross, Stebbins Inc., Fittin, Cunningham & Lauzon, Inc., and Neuberger Securities Corp. Frank's primary focus is on providing investment advice and financial planning services to individuals and families. Frank also provides advisory services to charitable organizations, corporations, and pension and profit-sharing plans. Frank is committed to providing his clients with personalized service and a comprehensive understanding of their financial needs.

Firm Information

Frank Kunker is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Kunker’s Registration & Firm History

NY

09/26/2011 - Present

LPL Financial LLC (ALBANY NY)

NY

12/16/2004 - 08/10/2011

WADDELL & REED, INC. (ALBANY NY)

NY

08/15/2003 - 12/10/2004

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)

CA

08/01/2003 - 08/21/2003

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

09/08/2000 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NY

03/30/1994 - 12/31/1998

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NY

04/06/1993 - 02/08/1994

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

FL

03/01/1990 - 03/24/1993

INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)

NY

02/17/1988 - 03/20/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NA

08/20/1982 - 03/16/1988

KIDDER, PEABODY & CO. INCORPORATED

NA

02/03/1982 - 11/23/1982

SUCCESS SECURITIES INC.

NA

03/29/1982 - 06/09/1982

OTC NET INCORPORATED

NA

03/08/1982 - 04/26/1982

MARSAN SECURITIES CO., INC.

NA

05/21/1980 - 10/06/1981

ROSS, STEBBINS INC.

NA

10/24/1978 - 06/11/1980

FITTIN, CUNNINGHAM & LAUZON, INC.

NA

07/21/1978 - 11/30/1978

NEUBERGER SECURITIES CORP.

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Licenses & Designations

IA

Issued 01/23/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/05/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2004

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/19/1990

Series 24 - General Securities Principal Examination

BC

Issued 09/01/1981

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/1980

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Earl Kunker.
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