Unclaimed
Frank E. Hines is a financial advisor with Commonwealth Financial Network. Frank has been in the financial services industry since November 2005. Frank holds FINRA Series 7, 24, 57TO, and 63 licenses. Frank also holds state licenses in Delaware and Pennsylvania. Frank is registered with FINRA as a General Securities Principal. Frank is a registered Investment Advisor in Delaware and Pennsylvania. Frank provides financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisers. Frank is a registered representative of Commonwealth Financial Network.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
09/09/2021 - Present
Commonwealth Financial Network (Wilmington DE)
PA
06/25/2008 - 06/18/2021
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
PA
11/04/2005 - 10/11/2019
GLOBAL EXECUTION BROKERS, LP (BALA CYNWYD PA)
IA
Issued 08/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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