Unclaimed
Frank Hicks is an Investment Advisor Representative at Brookstone Wealth Advisors, LLC. Frank is a highly experienced financial professional with over 15 years in the industry. Frank has a strong background in providing financial advice to individuals, families, and businesses. His expertise includes financial planning, portfolio management, and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
04/26/2022 - Present
Brookstone Wealth Advisors, LLC (Johns Creek GA)
GA
08/20/2015 - 11/13/2020
SECURIAN FINANCIAL SERVICES, INC. (Duluth GA)
AL
03/20/2015 - 08/12/2015
SAGEPOINT FINANCIAL, INC. (MONTGOMERY AL)
AL
11/25/2013 - 03/09/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTGOMERY AL)
AL
07/31/2006 - 09/21/2009
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
AL
06/15/2005 - 06/20/2006
AMSOUTH INVESTMENT SERVICES, INC. (MONTGOMERY AL)
BOTH
Issued 01/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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