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Frank E Hicks

Brookstone Wealth Advisors, LLC

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About Frank E Hicks

Frank Hicks is an Investment Advisor Representative at Brookstone Wealth Advisors, LLC. Frank is a highly experienced financial professional with over 15 years in the industry. Frank has a strong background in providing financial advice to individuals, families, and businesses. His expertise includes financial planning, portfolio management, and investment strategies.

Firm Information

Frank Hicks is currently registered with Brookstone Wealth Advisors, LLC. Brookstone Wealth Advisors, LLC is a Wheaton, IL-based firm that offers financial planning, educational seminars, and selection of other advisors to individuals, corporations, and other investment advisors. The firm has 244 licensed agents, investment advisor representatives, and investment advisory functions, and its employees have over 20 years of experience in the industry.
Brookstone Wealth Advisors, LLC

1745 S NAPERVILLE RD

WHEATON, IL 60189

Not reported

Assets Under Management

Not reported

Total Clients

216

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Hicks’s Registration & Firm History

GA

04/26/2022 - Present

Brookstone Wealth Advisors, LLC (Johns Creek GA)

GA

08/20/2015 - 11/13/2020

SECURIAN FINANCIAL SERVICES, INC. (Duluth GA)

AL

03/20/2015 - 08/12/2015

SAGEPOINT FINANCIAL, INC. (MONTGOMERY AL)

AL

11/25/2013 - 03/09/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTGOMERY AL)

AL

07/31/2006 - 09/21/2009

COLONIAL BROKERAGE, INC. (MONTGOMERY AL)

AL

06/15/2005 - 06/20/2006

AMSOUTH INVESTMENT SERVICES, INC. (MONTGOMERY AL)

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Licenses & Designations

BOTH

Issued 01/04/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/13/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2013

Series 7 - General Securities Representative Examination

BC

Issued 06/14/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Frank E Hicks. Review regulatory record here.
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