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Frank E Carpentiere

Edward Jones

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About Frank E Carpentiere

Frank Carpentiere is an investment advisor representative with Edward Jones. Frank has been in the securities industry since 1997. Frank has a Series 7, Series 63, Series 65, Series 9 and Series 6TO. Frank works with individual investors, high-net-worth individuals, corporations and other businesses, charitable organizations, pension and profit-sharing plans, and insurance companies. Frank provides financial planning, portfolio management, pension consulting, and selection of other advisors.

Firm Information

Frank Carpentiere is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Frank Carpentiere’s Registration & Firm History

NY

08/21/2023 - Present

Edward Jones (SMITHTOWN NY)

NY

07/06/2020 - 08/21/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)

NY

10/14/2011 - 07/23/2020

CITIGROUP GLOBAL MARKETS INC. (SYOSSET NY)

NY

02/02/2011 - 09/09/2011

HSBC SECURITIES (USA) INC. (OYSTER BAY NY)

NY

09/22/2010 - 01/19/2011

LPL FINANCIAL LLC (NEW YORK CITY NY)

NY

03/16/2010 - 08/04/2010

CHASE INVESTMENT SERVICES CORP. (MANHASSET NY)

NY

02/08/2008 - 01/25/2010

WELLS FARGO ADVISORS, LLC (MANHASSET NY)

GA

08/05/2005 - 12/31/2006

PFS INVESTMENTS INC. (DULUTH GA)

TN

03/22/2002 - 01/27/2004

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

NY

12/20/2001 - 03/08/2002

QUICK & REILLY, INC. (NEW YORK NY)

MA

05/24/1999 - 10/29/2001

SELIGMAN ADVISORS, INC. (BOSTON MA)

NY

07/23/1997 - 03/24/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

02/07/1997 - 06/10/1997

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

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Licenses & Designations

IA

Issued 05/15/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Frank E Carpentiere. Review regulatory record here.
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