Unclaimed
Frank Dryden Anzalone is a registered investment advisor representative with MML Investors Services, LLC. Frank has been in the financial services industry since August 26, 1997. Frank has a wide range of experience in the industry, having worked with multiple firms, including Waddell & Reed, LPL Financial LLC, and Wells Fargo Advisors Financial Network, LLC. Frank is also a registered principal and has passed a number of securities exams, including the Series 7, Series 63, Series 66, Series 3, and Series 9, 10, and 24. Frank is registered in Tennessee and New York and specializes in providing financial advice to individuals, families, and businesses. Frank is also an expert in pension consulting, asset allocation programs, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TN
04/14/2023 - Present
MML Investors Services, LLC (FRANKLIN TN)
TN
07/21/2021 - 12/06/2021
LPL FINANCIAL LLC (FRANKLIN TN)
TN
07/25/2011 - 07/21/2021
WADDELL & REED (FRANKLIN TN)
MO
03/04/2008 - 07/18/2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
01/01/2008 - 03/10/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
04/15/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
08/14/1997 - 04/07/2005
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 10/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/24/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2006
Series 3 - National Commodity Futures Examination
BC
Issued 08/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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