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Frank Dryden Anzalone

MML Investors Services, LLC

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About Frank Dryden Anzalone

Frank Dryden Anzalone is a registered investment advisor representative with MML Investors Services, LLC. Frank has been in the financial services industry since August 26, 1997. Frank has a wide range of experience in the industry, having worked with multiple firms, including Waddell & Reed, LPL Financial LLC, and Wells Fargo Advisors Financial Network, LLC. Frank is also a registered principal and has passed a number of securities exams, including the Series 7, Series 63, Series 66, Series 3, and Series 9, 10, and 24. Frank is registered in Tennessee and New York and specializes in providing financial advice to individuals, families, and businesses. Frank is also an expert in pension consulting, asset allocation programs, and selection of other advisers.

Firm Information

Frank Anzalone is currently registered with MML Investors Services, LLC. MML Investors Services, LLC is a Limited Liability Company headquartered in Springfield, MA, formed in January 2011. The firm is registered with the SEC and in 53 states. They provide a range of advisory services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and asset allocation programs. MML Investors Services, LLC manages over $72 billion in assets for individuals, high-net-worth individuals, corporations, trusts, foundations, charitable organizations, pension plans, and insurance companies.
MML Investors Services, LLC

1295 STATE STREET

SPRINGFIELD, MA 01111-0001

$72.83B

Assets Under Management

Not reported

Total Clients

6,192

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation programs

Asset allocation programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitors fees

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Frank Anzalone’s Registration & Firm History

TN

04/14/2023 - Present

MML Investors Services, LLC (FRANKLIN TN)

TN

07/21/2021 - 12/06/2021

LPL FINANCIAL LLC (FRANKLIN TN)

TN

07/25/2011 - 07/21/2021

WADDELL & REED (FRANKLIN TN)

MO

03/04/2008 - 07/18/2011

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)

MO

01/01/2008 - 03/10/2008

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

MO

04/15/2005 - 01/03/2008

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MO

08/14/1997 - 04/07/2005

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 10/28/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/24/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/05/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2006

Series 3 - National Commodity Futures Examination

BC

Issued 08/13/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Dryden Anzalone.
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