Unclaimed
Frank Dominic Corto is an Investment Advisor Representative with Lombard Advisers Inc. Frank Dominic Corto is licensed to provide investment advisory services in Pennsylvania and Florida. Frank Dominic Corto has been in the financial services industry for over 25 years and has experience with clients of all types, including individuals, high-net-worth individuals, businesses, charitable organizations, and pension plans. Frank Dominic Corto works to provide personalized financial advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
04/25/2017 - Present
Lombard Advisers Inc. (York PA)
PA
06/10/2011 - 07/01/2016
SUMMIT BROKERAGE SERVICES, INC. (YORK PA)
MD
12/18/2002 - 04/15/2011
MML INVESTORS SERVICES, LLC (HUNT VALLEY MD)
NJ
04/29/2002 - 11/26/2002
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
05/04/2001 - 05/15/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
MI
08/19/1998 - 05/23/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NJ
10/24/1997 - 04/16/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/23/1994 - 05/02/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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