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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Domenic Pellicori is an investment advisor representative with Vivaldi Capital Management LP. Frank has been in the industry since November 2011. Frank has experience at firms such as UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Morgan Stanley & Co., Incorporated. Frank holds Series 66, Series 3 and Series 7 licenses. Frank is also an adjunct lecturer at DePaul University. Frank's primary areas of specialization include retirement planning, mutual funds, fixed income securities, stocks, and options. Frank is registered with the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
04/07/2021 - Present
Vivaldi Capital Management LP (CHICAGO IL)
IL
11/04/2011 - 04/06/2021
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
06/01/2009 - 11/09/2011
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
05/20/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
09/11/2000 - 05/23/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 05/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2009
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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