Unclaimed
Frank Dean Smith is a financial professional with First Command Brokerage Services, Inc. registered with FINRA. Frank has been in the industry since May 2016 and holds the Series 7, Series 24, and SIE licenses. Frank is a registered representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/03/2016 - Present
First Command Brokerage Services, Inc. (FORT WORTH TX)
BC
Issued 08/18/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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