Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Daniel Toth is an investment advisor representative who has been active in the industry since 2001. Frank is currently registered with Independent Financial Partners and previously worked with LPL Financial LLC and Prime Capital Services, Inc. Frank holds Series 66, Series 7 and SIE licenses and is registered in 20 states including California, Florida, New York and Texas. Frank has been providing financial advice to clients since 2000. Frank's areas of specialization include retirement planning, college savings, and estate planning. Frank works with individuals, families, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
08/09/2019 - Present
Independent Financial Partners (Boca Raton FL)
FL
11/03/2011 - 05/23/2019
LPL FINANCIAL LLC (BOCA RATON FL)
FL
02/01/2005 - 11/28/2011
PRIME CAPITAL SERVICES, INC. (BOCA RATON FL)
NY
12/08/2000 - 12/03/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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