Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Daniel Szalay is a financial advisor with over 30 years of experience in the financial services industry. Frank holds Series 7, 9, 10, 63 and SIE licenses. Frank is a Certified Financial Planner® professional and currently works with Raymond James Financial Services Advisors, Inc. Frank has worked with a number of financial institutions including Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc. Frank has a strong background in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Frank also holds a number of designations and credentials, demonstrating his commitment to providing high-quality financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NM
06/06/2013 - Present
Raymond James Financial Services Advisors, Inc. (LAS CRUCES NM)
NM
01/01/2008 - 03/04/2013
WELLS FARGO ADVISORS, LLC (LAS CRUCES NM)
TX
06/16/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EL PASO TX)
MN
10/16/1995 - 01/23/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
01/27/1993 - 07/05/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/14/1989 - 01/22/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Szalay is the right advisor for you? Invested Better is here to help.
