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Frank Daniel Mirabella

Robert W. Baird & Co. Inc.

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About Frank Daniel Mirabella

Frank Mirabella is an investment advisor representative with Robert W. Baird & Co. Inc. Frank has over 40 years of experience in the financial services industry. Frank has a wide range of experience working with clients in different sectors, including individuals, high-net-worth individuals, corporations, and charitable organizations. Frank is registered to offer securities and investment advisory services in multiple states, including Florida, Michigan and Texas.

Firm Information

Frank Mirabella is currently registered with Robert W. Baird & Co. Inc.. Robert W. Baird & Co. Inc. is a corporation formed on December 29, 1919, and headquartered in Milwaukee, WI. The firm offers a comprehensive range of financial services, including investment banking, asset management, wealth management, and private equity. Baird serves a diverse client base, including individuals, families, corporations, institutions, and governments. The firm has over 3,000 employees and is registered with the SEC and all 50 states.
Robert W. Baird & Co. Inc.

777 E. WISCONSIN AVENUE

MILWAUKEE, WI 53202-5391

$287.51B

Assets Under Management

11,103

Total Clients

2,915

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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see schedule d

See schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Hard dollar payments for research

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Frank Mirabella’s Registration & Firm History

MI

05/18/2018 - Present

Robert W. Baird & Co. Inc. (Ann Arbor MI)

MI

01/01/2008 - 05/21/2018

WELLS FARGO CLEARING SERVICES, LLC (ANN ARBOR MI)

MI

03/02/1995 - 01/03/2008

A. G. EDWARDS & SONS, INC. (TROY MI)

NY

01/30/1987 - 03/13/1995

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

10/11/1984 - 02/04/1987

RUTENBERG SECURITIES CORPORATION

NA

09/25/1984 - 01/09/1987

LIFE SECURITIES CORPORATION

NA

06/15/1981 - 03/12/1984

CHARLES SCHWAB & CO., INC.

NA

07/07/1980 - 08/27/1981

KIDDER, PEABODY & CO. INCORPORATED

NA

07/26/1979 - 04/30/1980

E. F. HUTTON & COMPANY INC

NA

09/26/1978 - 07/08/1979

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

10/03/1977 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 10/07/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/10/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/08/1988

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/09/1983

Series 24 - General Securities Principal Examination

BC

Issued 04/22/1982

Series 4 - Registered Options Principal Examination

BC

Issued 06/20/1981

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1988

Series 3 - National Commodity Futures Examination

BC

Issued 06/01/1988

Series 15 - Foreign Currency Options Examination

BC

Issued 05/27/1988

Series 5 - Interest Rate Options Examination

BC

Issued 09/17/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Frank Daniel Mirabella.
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