Unclaimed
Frank Mirabella is an investment advisor representative with Robert W. Baird & Co. Inc. Frank has over 40 years of experience in the financial services industry. Frank has a wide range of experience working with clients in different sectors, including individuals, high-net-worth individuals, corporations, and charitable organizations. Frank is registered to offer securities and investment advisory services in multiple states, including Florida, Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MI
05/18/2018 - Present
Robert W. Baird & Co. Inc. (Ann Arbor MI)
MI
01/01/2008 - 05/21/2018
WELLS FARGO CLEARING SERVICES, LLC (ANN ARBOR MI)
MI
03/02/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TROY MI)
NY
01/30/1987 - 03/13/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/11/1984 - 02/04/1987
RUTENBERG SECURITIES CORPORATION
NA
09/25/1984 - 01/09/1987
LIFE SECURITIES CORPORATION
NA
06/15/1981 - 03/12/1984
CHARLES SCHWAB & CO., INC.
NA
07/07/1980 - 08/27/1981
KIDDER, PEABODY & CO. INCORPORATED
NA
07/26/1979 - 04/30/1980
E. F. HUTTON & COMPANY INC
NA
09/26/1978 - 07/08/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/03/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/07/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/09/1983
Series 24 - General Securities Principal Examination
BC
Issued 04/22/1982
Series 4 - Registered Options Principal Examination
BC
Issued 06/20/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/01/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 05/27/1988
Series 5 - Interest Rate Options Examination
BC
Issued 09/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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