Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Mezzanotte is a financial advisor with over 20 years of experience in the industry. Frank has held various roles at several firms including Essex National Securities, Inc., NFB Investment Services Corp., Greenpoint Securities LLC, Dean Witter Reynolds Inc., Citigroup Global Markets Inc., and Financial Resources Group Investment Services, LLC. Currently, Frank is registered with LPL Financial LLC and Cetera Investment Advisers LLC, providing investment advice in New York, Oklahoma, and Texas. Frank offers a range of services, including financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/02/2015 - Present
LPL Financial LLC (SAN ANTONIO TX)
NY
05/03/2018 - 11/15/2019
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (Jericho NY)
NY
08/15/2008 - 09/05/2012
CITIGROUP GLOBAL MARKETS INC. (MASSAPEQUA PARK NY)
NY
10/02/2006 - 09/02/2008
ESSEX NATIONAL SECURITIES, INC. (PORT JEFFERSON NY)
NY
01/03/2005 - 10/02/2006
NFB INVESTMENT SERVICES CORP. (MASSAPEQUA NY)
NY
01/02/2004 - 01/03/2005
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
03/09/2001 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
08/11/1998 - 12/22/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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