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Frank D Conlon

Penserra Securities, LLC

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About Frank D Conlon

Frank Conlon is a financial professional registered with Penserra Securities, LLC. Frank has been in the industry since 2016, having previously worked at Citigroup Global Markets Inc. Frank is licensed in California, Illinois, New York, and Texas. Frank holds the Series 7, Series 63, Series 79TO, and SIE licenses.

Firm Information

Frank Conlon is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Conlon’s Registration & Firm History

IL

05/16/2023 - Present

Penserra Securities, LLC (CHICAGO IL)

NY

10/08/2015 - 09/06/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/10/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank D Conlon.
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