Unclaimed
Frank Conlon is a financial professional registered with Penserra Securities, LLC. Frank has been in the industry since 2016, having previously worked at Citigroup Global Markets Inc. Frank is licensed in California, Illinois, New York, and Texas. Frank holds the Series 7, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/16/2023 - Present
Penserra Securities, LLC (CHICAGO IL)
NY
10/08/2015 - 09/06/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2018
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
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