Unclaimed
Frank Curtis Parker is a financial advisor at Wells Fargo Clearing Services, LLC and has been in the industry since 1998. Parker has a broad range of experience and is registered to provide investment advisory services in many states, including Florida, Ohio, and Texas. He has earned a variety of industry designations and holds multiple licenses, demonstrating his expertise. Parker has worked with a variety of clients, including individuals, corporations, and institutions, and he is known for his commitment to providing personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/11/2010 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
OH
01/06/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BLUE ASH OH)
MO
01/20/1998 - 01/08/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 02/10/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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