Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Costigliola is a financial advisor with Baron Capital, Inc. Frank has been in the financial industry since August 20, 2015. Frank is registered with FINRA and holds Series 63, 65, 7 and SIE licenses. Frank is registered to sell securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Frank was previously employed by PZENA Financial Services, LLC and Millington Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2016 - Present
Baron Capital, Inc. (NEW YORK NY)
NY
03/24/2016 - 05/19/2016
PZENA FINANCIAL SERVICES, LLC (NEW YORK NY)
NJ
10/19/2015 - 03/30/2016
MILLINGTON SECURITIES, INC. (RED BANK NJ)
BC
Issued 11/27/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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