linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Frank Cook Harris

Osaic Institutions, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Frank? Claim Your Profile

About Frank Cook Harris

Frank Cook Harris is a registered representative with Osaic Institutions, Inc. based in Clewiston, FL. Frank has been in the financial services industry since 1984, providing financial guidance and investment services to individuals and corporations. He has held previous roles with INVEST FINANCIAL CORPORATION, PRIMEVEST FINANCIAL SERVICES, INC., G & W EQUITY SALES, INC., 1717 CAPITAL MANAGEMENT COMPANY, SUNAMERICA SECURITIES, INC., and NYLIFE SECURITIES INC.

Firm Information

Frank Harris is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Frank Harris’s Registration & Firm History

FL

01/01/2025 - Present

Osaic Institutions, Inc. (CLEWISTON FL)

WI

11/22/2002 - 12/05/2005

INVEST FINANCIAL CORPORATION (APPLETON WI)

MN

01/20/1999 - 11/22/2002

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

IN

05/12/1998 - 01/15/1999

G & W EQUITY SALES, INC. (INDIANAPOLIS IN)

DE

01/05/1998 - 04/17/1998

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

AZ

03/13/1997 - 11/24/1997

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NY

12/12/1983 - 12/04/1996

NYLIFE SECURITIES INC. (NEW YORK NY)

Not sure if Frank Cook Harris is right for you?

Licenses & Designations

IA

Issued 08/04/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/06/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2002

Series 7 - General Securities Representative Examination

BC

Issued 11/13/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/07/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Cook Harris.
Not sure if Frank Cook Harris is right for you?