Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Colen is a financial advisor with Cantor Fitzgerald & Co. in New York, NY. Frank has been in the industry since 1989. Frank has a background in investment banking and has worked with several firms over the years, including Raymond James & Associates, Inc., Oppenheimer & Co. Inc., and Reich & Co., Inc. Frank holds a Series 7, Series 24, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/15/2022 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
08/13/2015 - 03/23/2022
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
02/11/1994 - 07/06/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
NA
11/12/1990 - 02/11/1994
REICH & CO., INC.
NY
11/22/1989 - 11/15/1990
ROSENKRANTZ LYON & ROSS INCORPORATED (NEW YORK NY)
BC
Issued 01/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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