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Frank Codispoti

Pruco Securities, LLC

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About Frank Codispoti

Frank Codispoti is an active investment advisor representative with Pruco Securities, LLC. Frank Codispoti has been in the financial services industry for almost 20 years. Frank Codispoti is registered to provide investment advice in Colorado, Florida, Georgia, New Jersey, New York and Ohio. Frank Codispoti has passed the Series 6, 7, 26, 63 and 65 exams. Frank Codispoti is registered with FINRA and the state of New York. Pruco Securities, LLC is a registered investment advisor with over $16 billion in assets under management. Pruco Securities, LLC offers investment advice to individuals, businesses, and trusts and estates.

Firm Information

Frank Codispoti is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Frank Codispoti’s Registration & Firm History

NY

06/07/2021 - Present

Pruco Securities, LLC (Melville NY)

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Licenses & Designations

IA

Issued 11/10/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2017

Series 7 - General Securities Representative Examination

BC

Issued 10/08/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Codispoti.
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