Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Ciampa is a financial professional with over 30 years of experience in the industry. Frank has a Series 7, Series 24, Series 55, and Series 63 licenses and has also passed the SIE and Series 57TO exams. Frank has been with Neuberger Berman BD LLC since 2006, Previously, Frank worked at Neuberger & Berman, LLC from 1994 to 1996. Frank began his career at Fiduciary Financial Services Corp. in 1992. Frank is registered to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
07/11/1994 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NA
07/31/1994 - 11/25/1996
NEUBERGER & BERMAN, LLC
CA
07/13/1992 - 07/13/1994
FIDUCIARY FINANCIAL SERVICES CORP. (SAN MATEO CA)
BC
Issued 09/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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