Unclaimed
Frank Christian Germano is a financial advisor with over 30 years of experience in the industry. Frank has a strong background in both brokerage and investment advisory services. Frank is currently registered with Osaic Wealth, Inc. and has previously been registered with Investors Capital Corp. and Tower Square Securities, Inc. Frank is a CERTIFIED FINANCIAL PLANNER™ professional and holds several industry licenses including Series 6, 7, 24 and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
01/24/2025 - Present
Osaic Wealth, Inc. (EAST HARTFORD CT)
CT
02/08/2010 - 08/15/2016
INVESTORS CAPITAL CORP. (EAST HARTFORD CT)
CT
09/10/2003 - 02/11/2010
TOWER SQUARE SECURITIES, INC. (EAST HARTFORD CT)
MA
10/31/1991 - 09/24/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 07/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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