Unclaimed
Frank Chris Cappadora is a financial advisor currently registered with Apollon Wealth Management, LLC and holds a Series 6, Series 7, Series 31, Series 63, and Series 65 license. Frank has over 20 years of experience in the financial services industry and specializes in providing financial planning, portfolio management, and pension consulting services to a diverse clientele. He has previously held positions at Commonwealth Financial Network and Purshe Kaplan Sterling Investments, where he gained valuable experience in various financial services aspects. Frank is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
10/07/2024 - Present
Apollon Wealth Management, LLC (Owings Mills MD)
MD
11/13/2017 - 02/01/2019
PURSHE KAPLAN STERLING INVESTMENTS (Owing Mills MD)
MD
06/13/2007 - 11/14/2017
COMMONWEALTH FINANCIAL NETWORK (OWINGS MILLS MD)
TX
05/26/1999 - 05/31/2000
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
02/26/1999 - 05/31/2000
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BC
Issued 07/17/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 06/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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