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Frank Chris Cappadora

Apollon Wealth Management, LLC

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About Frank Chris Cappadora

Frank Chris Cappadora is a financial advisor currently registered with Apollon Wealth Management, LLC and holds a Series 6, Series 7, Series 31, Series 63, and Series 65 license. Frank has over 20 years of experience in the financial services industry and specializes in providing financial planning, portfolio management, and pension consulting services to a diverse clientele. He has previously held positions at Commonwealth Financial Network and Purshe Kaplan Sterling Investments, where he gained valuable experience in various financial services aspects. Frank is committed to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Frank Cappadora is currently registered with Apollon Wealth Management, LLC. Apollon Wealth Management, LLC is an investment advisor based in MOUNT PLEASANT, SC. The firm manages over $5.5 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, pooled investment vehicles, and charitable organizations. They offer a range of services, including financial planning, portfolio management, and selection of other advisors. The firm has over 100 investment advisor representatives and 40 licensed agents.
Apollon Wealth Management, LLC

111 COLEMAN BLVD

MOUNT PLEASANT, SC 29464

$5.52B

Assets Under Management

164

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frank Cappadora’s Registration & Firm History

MD

10/07/2024 - Present

Apollon Wealth Management, LLC (Owings Mills MD)

MD

11/13/2017 - 02/01/2019

PURSHE KAPLAN STERLING INVESTMENTS (Owing Mills MD)

MD

06/13/2007 - 11/14/2017

COMMONWEALTH FINANCIAL NETWORK (OWINGS MILLS MD)

TX

05/26/1999 - 05/31/2000

AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)

TX

02/26/1999 - 05/31/2000

THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)

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Licenses & Designations

BC

Issued 07/17/2007

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/19/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2011

Series 31 - Futures Managed Funds Examination

BC

Issued 06/12/2007

Series 7 - General Securities Representative Examination

BC

Issued 02/25/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Frank Chris Cappadora.
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